0001123292-12-000313.txt : 20120216 0001123292-12-000313.hdr.sgml : 20120216 20120216140200 ACCESSION NUMBER: 0001123292-12-000313 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEOPHOTONICS CORP CENTRAL INDEX KEY: 0001227025 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86596 FILM NUMBER: 12618881 BUSINESS ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 951342125 BUSINESS PHONE: 4082329200 MAIL ADDRESS: STREET 1: 2911 ZANKER ROAD CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: International Finance Corp CENTRAL INDEX KEY: 0001384542 IRS NUMBER: 980002550 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2121 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20433 BUSINESS PHONE: 202-473-0455 MAIL ADDRESS: STREET 1: 2121 PENNSYLVANIA AVENUE, NW CITY: WASHINGTON STATE: DC ZIP: 20433 SC 13G 1 ifc13g02152012.htm ifc13g02152012.htm
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 SCHEDULE 13G


(Rule 13d-102)

 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO (s) 240.13d-1(b)
(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO (s)240.13d-2
 
(Amendment No. __)*
 
 
Neophotonics Corporation 
(Name of Issuer)
 
Common Stock, $0.0025 par value
(Title of Class of Securities)
 
64051T100
(CUSIP Number)
 
12/31/2011
(Date of Event which Requires Filing of this Statement)

 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
       
o    Rule 13d-1(b)  
       
o    Rule 13d-1(c)  
       
x    Rule 13d-1(d)  
       
       
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 CUSIP NO.  64051T100                   13G  
 1 NAMES OF REPORTING PERSONS  
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
  
   International Finance Corp
 98-000-2550		  
 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)*
 (a) o
 (b) o
 3 SEC USE ONLY
 4 CITIZENSHIP OR PLACE OF ORGANIZATION  
   International Organization Established by Agreement of Member Countries  
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH  5  SOLE VOTING POWER  
   1,520,000 shares of common stock  
6 SHARED VOTING POWER  
     
 7 SOLE DISPOSITIVE POWER  
   1,520,000 shares of common stock  
 8
 SHARED DISPOSITIVE POWER

       
  
 9  AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
   1,520,000 shares of common stock  
 10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
  o
     
 11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
  
  6.1%  
 12  TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)  
 
00
  
 
 
 
 
 
 
 
 
CUSIP NO.  64051T100                   13G
 
Item 1.  
   
(a)
Name of Issuer:
 
 
Neophotonics Corporation
 
(b)
Address of Issuer’s Principal Executive Offices:
 
 
2911 Zanker Road   
San Jose, CA  95134
 
Item 2.
 
(a)
Name of Person Filing:
   
 
International Finance Corporation
 
 
 
(b)
Address of Principal Business Office or, if none, Residence:
   
 
2121 Pennsylvania Avenue, N.W.
Washington, DC  20433
 
(c) Citizenship:
   
  Not Applicable
   
(d)
Title of Class of Securities:
 
 
Common Stock, par value $0.0025 per share
 
(e)
CUSIP Number:
 
 
64051T100
 
Item 3.
If this statement is filed pursuant to Sections 240.13d 1(b) or 240.13d 2(b) or (c), check whether the person filing is a:
   
  Not Applicable
 
 
 
 
CUSIP NO.  64051T100                   13G
 
 
Item 4.
Ownership:
   
(a)
Amount beneficially owned:   1,520,000 shares of common stock
   
(b)
Percent of class:  6.1%
   
(c)
Number of shares as to which the person has:
   
(i)           Sole power to vote or to direct the vote:  1,520,000 shares of common stock
   
 
(ii)          Shared power to vote or to direct the vote:
   
 
(iii)         Sole power to dispose or to direct the disposition of:  1,520,000 shares of common stock
   
 
(iv)         Shared power to dispose or to direct the disposition of:
 
Item 5.
Ownership of Five Percent or Less of a Class:
 
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     o.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
   
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By
the Parent Holding Company or Control Person
   
  Not Applicable
   
Item 8.
Identification and Classification of Members of the Group:
   
  Not Applicable
 
Item 9.
Notice of Dissolution of Group:
   
 
Not Applicable
 
Item 10.
Certifications:
 
                   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
 
SIGNATURE
 
 
      After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 15, 2012
 
 
      INTERNATIONAL FINANCE CORPORATION
       
       
     
/s/ Anita Marangoly George
     
Name:  Anita Marangoly George
      Title:    Director